-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lhm/OscSq/XnhaYUdHWKYZ4O5QF6dRAvgfRtpnG6xeG9Xwz7O5JgAwmHC1YSJQpY aw39FFui+QxPxOAGbLZt4A== 0001054587-01-500006.txt : 20010426 0001054587-01-500006.hdr.sgml : 20010426 ACCESSION NUMBER: 0001054587-01-500006 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010425 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN RESOURCES INC /KS CENTRAL INDEX KEY: 0000054507 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 480290150 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-31351 FILM NUMBER: 1610778 BUSINESS ADDRESS: STREET 1: 818 KANSAS AVE CITY: TOPEKA STATE: KS ZIP: 66612 BUSINESS PHONE: 9135756300 FORMER COMPANY: FORMER CONFORMED NAME: KANSAS POWER & LIGHT CO DATE OF NAME CHANGE: 19920507 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OZ MANAGEMENT LLC CENTRAL INDEX KEY: 0001054587 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127900000 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 wr13g.txt SCHEDULE 13G ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response . . . 14.90 ------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 --------------------------- SCHEDULE 13G (Section 240.13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO SECTIONS 240.13d-1(b), (c) and(d) AND AMENDMENTS THERETO FILED PURSUANT TO SECTION 240.13d-2 (Amendment No. ___________)1 Western Resources, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $5.00 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 959425109 - -------------------------------------------------------------------------------- (CUSIP Number) April 16, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) |X| Rule 13d-1(c) | | Rule 13d-1(d) - -------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act")or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages 13G ==================== CUSIP No. 959425109 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) OZ Management, L.L.C. - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES 7,678,000 Shares -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING 7,678,000 Shares -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,678,000 Shares - -------------=================================================================== 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.1 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) OO, IA - -------------=================================================================== Page 2 of 6 Pages 13G ==================== CUSIP No. 959425109 ==================== - -------------=================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Daniel S. Och - -------------=================================================================== 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ] - -------------=================================================================== 3 SEC USE ONLY - -------------=================================================================== 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------============================================ NUMBER OF 5 SOLE VOTING POWER SHARES 7,678,000 Shares -----------============================================ BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- -----------============================================ EACH 7 SOLE DISPOSITIVE POWER REPORTING 7,678,000 Shares -----------============================================ PERSON WITH 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------============================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,678,000 Shares - -------------=================================================================== 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------=================================================================== 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.1 % - -------------=================================================================== 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------=================================================================== Page 3 of 6 Pages Item 1. Issuer ------ (a) Name of Issuer: --------------- Western Resources, Inc. (the "Company") (b) Address of Issuer's Principal Executive Offices: ------------------------------------------------ 818 Kansas Avenue, Topeka, Kansas 66612 Item 2. Identity And Background. ----------------------- Title Of Class Of Securities And CUSIP Number (Item 2(d) and (e)) ---------------------------------------------------------------- This statement relates to Shares of Western Resources, Inc., par value $5.00 per share (the"Shares") of the Company. The CUSIP number of the Shares is 959425109. Item 2(a) Name of Persons Filing: --------------------------------- This statement is filed by (i) OZ Management, L.L.C. ("OZ Management"), a Delaware limited liability company, with respect to the Shares held by certain accounts managed by OZ Management (the "Managed Accounts") and (ii) Daniel S. Och, Senior Managing Member of OZ Management, with respect to the Shares held by the Managed Accounts. Item 2(b) Address Of Principal Business Office: ----------------------------------------------- The address of the principal business office of OZ Management and of Mr. Och is 9 West 57th Street, 39th Floor, New York, New York, 10019. Item 2(c) Citizenship: ---------------------- The citizenship of OZ Management is set forth above. Mr. Och is a United States citizen. Item 3. If This Statement Is Filed Pursuant To Sections 240.13d-1(b) or --------------------------------------------------------------- 240.13d-2(b) or (c), Check Whether The Person Filing Is An Entity ----------------------------------------------------------------- Specified in (a) - (j): ----------------------- Not Applicable. If This Statement Is Filed Pursuant To Section 240.13d-1(c), ------------------------------------------------------------ Check This Box. [X] -------------- Item 4. Ownership --------- See cover page for the Reporting Persons. OZ Management serves as investment manager to the Managed Accounts and has voting and dispositive authority over the securities held by them, as reported in this Schedule 13G. Mr. Och is the Senior Managing Member of OZ Management. As such, he may be Page 4 of 6 Pages deemed to be the beneficial owner of the securities held by the Managed Accounts, as reported in this Schedule 13G. OZ Management and Mr. Och hereby disclaim beneficial ownership of any such Shares. Item 5. Ownership Of Five Percent Or Less Of A Class -------------------------------------------- Not Applicable. Item 6. Ownership Of More Than Five Percent On Behalf Of Another Person --------------------------------------------------------------- Not Applicable. Item 7. Identification And Classification Of The Subsidiary Which Acquired The ----------------------------------------------------------------------- Security Being Reported On By The Parent Holding Company -------------------------------------------------------- Not Applicable. Item 8. Identification And Classification Of Members Of The Group --------------------------------------------------------- Not Applicable. Item 9. Notice Of Dissolution Of Group ------------------------------ Not Applicable. Item 10. Certification ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 6 Pages SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: April 25, 2001 /s/ Daniel S. Och ---------------------------------------- OZ MANAGEMENT, L.L.C. By Daniel S. Och Senior Managing Member /s/ Daniel S. Och ---------------------------------------- Daniel S. Och Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----